Former Head International Cooperation - Regulator FINMA
- Point of contacts for regulators across the globa (e.g. US SEC, US DoJ, US OFAC, UK FCA)
- Respondible for highly complex cross-border investigations (LIBOR manipulation, FX manipulation, Embargos, Market Abuse)
- Negotiations with international bodies (FSBn IOSCO, ESMA, EBA)
Former Chief of Compliance - European HUB - Crédit Suisse
- Responsible for Luxembourg and Austria, France, Portugal, Greece, Ireland and Netherlands.
- Activities for International Wealth Management, Depositary Banks (Funds), Corporate Institutions
- Managing the compliance function with regards to:
- Financial Crime: i.E. AML / CFT, Embargos, Sancrions, negative news
- Clients onboarding - life cycle a client exits
- Regulatory implementation MIFID II, GDPR, MAR II, PSD2
- US Legal & Compliance matters
- Compliance policies and compliance training
- Liaison with Boards, Management, regulators & enforcement bodies
RECOGNISED EXPERT in BLOCKCHAIN & AI